Compliance Manager

New Role – Compliance Manager

Location: Fenchurch Street, London (4 days in office with optional day WFH)
Employment Contract: Permanent, full-time
Reports into: Head of Compliance and Risk
Salary: Circa £65-£70,000 pa + Bonus + Benefits

Company summary

Operating as an MGA and broker services platform, as well as a Lloyd’s broker and coverholder, we collaborate with established industry players and entrepreneurial start-ups alike.

About the Role:

This is a pivotal role within the compliance team, where you will take ownership of key compliance projects and develop frameworks to support both our business and MGA clients.

Key Responsibilities:Regulatory Compliance Oversight: Develop and implement compliance framework, policies, and procedures. Monitor and interpret relevant regulatory developments (e.g., FCA, PRA, NAIC, EIOPA) and advise the business accordingly. Update clients on compliance/regulatory changes and news. Governance and Risk Management: Support the Board and Senior Management in fulfilling their regulatory responsibilities. Monitoring, Reporting and Audits: Execute Appointed Representative’s monitoring and oversight programme. Report on compliance performance, breaches, and remediation. Oversee internal and external compliance audits. Product & Distribution Oversight: Review and approve new insurance products and distribution arrangements from a regulatory perspective. Ensure Treating Customers Fairly (TCF), Conduct Risk, and Product Governance requirements are met. Data Protection & Financial Crime: Oversee data protection compliance (e.g., GDPR). Training & Culture: Promote a culture of compliance and ethical conduct across the company. Develop and deliver compliance training for employees and Appointed Representatives.
Skills, Knowledge & Expertise:Strong generalist compliance experience from within the Insurance market Experience in supervising other staff members. Ability to develop good relationships with the firm’s clients. Familiarity with at least two other areas of compliance: data protection, financial crime, TOBA management, KYC/onboarding, oversight of Appointed Representatives and Introducers, drafting and implementing policies and procedures, risk assessment and management.