Compliance Manager

Job title: Compliance Manager

Salary: £50,000

Location: London

PURPOSE-OF-ROLE

Lawes is supporting a well-regarded insurance business in the search for a proactive and knowledgeable Compliance-Manager to maintain and enhance an effective compliance framework across the organisation’s commercial insurance operations while ensuring adherence to FCA requirements and Consumer-Duty standards

RESPONSIBILITIES

Review and update compliance policies including SMCR responsibilities
Keep documents organised with clear version control
Create and manage the annual compliance plan
Carry out second-line checks on files and report any issues or improvements
Help with FCA submissions and authorisations when needed
Join management meetings and share updates on Consumer-Duty
Respond to insurer audit requests and attend audits if required
Handle checks and records for third-party suppliers and insurers

DAY-TO-DAY

Make sure policies stay current with changing regulations
Complete internal audits and keep the risk register up to date
Pull together MI for Consumer-Duty reporting
Track complaints GDPR issues and customer vulnerability cases
Stay informed on regulatory updates through webinars and industry news
Work closely with the team to support strong compliance practices

EXPERIENCE

Background in insurance compliance essential
Good knowledge of FCA rules SMCR and Consumer-Duty
Hands-on experience managing compliance policies and plans
Experience in commercial insurance a plus

SKILLS

Excellent organisation and attention-to-detail
Clear and confident communication
Strong analytical mindset with a practical approach
Able to work independently and speak confidently in meetings
Good time management and able to balance tasks effectively

If you have the relevant experience or know someone that does please contact me now on 07458 162842 or email us at