Audit Manager – CASS

This is an Audit Manager role with a focus on FCA CASS compliance, particularly Chapters 6 and 7. The position is based primarily at my client’s Watford office and offers the opportunity to lead audits for a varied portfolio of regulated entities, supporting the continued growth of the firm.

Key Responsibilities:

• Leading audits from planning through to completion, with a particular focus on CASS audits, including testing controls around client money and custody assets.

• Managing on-site audit teams and reviewing work to ensure compliance with FCA CASS rules (Chapters 6 & 7) and audit standards.

• Preparing planning documentation, completion procedures, risk assessments, and management letters for FCA-regulated clients.

• Assisting with the training and supervision of junior staff, including on-the-job coaching related to CASS-specific audit procedures.

• Supporting senior managers and principals with technical queries, file reviews, and CASS-related documentation.

Candidate Requirements:

• ACA or ACCA qualified (essential).

• At least 2 years’ audit experience within a UK accountancy firm.

• Practical experience auditing FCA-regulated firms with a strong understanding of CASS 6 and 7.

• Able to identify CASS control weaknesses and provide practical, compliant recommendations.

• Strong IT skills and familiarity with accounting and audit software packages.

Employment Details:

• Full-time role – Monday to Friday (2 days hybrid available)

Benefits:

• Annual Christmas Bonus equivalent to 1 week’s salary.

• Salary Sacrifice Pension Scheme – all staff are auto enrolled (Employer: 5%; Employee: 3%) subject to eligibility.

• Private Medical Insurance following completion of 3 months’ service (taxable benefit).

• Death in Service scheme cover (4x salary).

• Group Income Protection Scheme (non-contributory) following completion of 3 months’ service.

• Annual Leave: 25 days per annum (pro-rata), with 3 days typically taken at Christmas/New Year.

Should you have any questions or wish to apply please do not hesitate to contact Clear IT Recruitment Limited.

Please Note: Due to the number of applications we receive we may be unable to respond to every application directly. If you have not heard from us within 3 working days please assume your application has been unsuccessful.