Compliance Assistant 14 Month contract

Join a leading Lloyd’s Insurance Brokerage as a Compliance Assistant on a 14 month FTC. To start in July 2025

This role offers an enriching environment where your skills and expertise will be valued and developed. Perfect for someone with a solid foundation in compliance and a passion for the insurance industry.

Key Responsibilities:

* Provide day-to-day assistance to the Compliance Department.
* Prepare and manage monthly systems and control reports, ensuring timely production.
* Obtain compliance monitoring confirmations and documentary evidence from regulatory firms.
* Maintain and monitor broker management systems both in the UK and overseas.
* Manage the REG UK system and escalate issues to relevant stakeholders.
* Assist with due diligence requests from insurers and intermediaries.
* Attend Compliance Team Meetings and compile minutes for review.
* Handle Data Subject Access requests and a variety of administrative duties.

Skills and Competencies:

* In-depth knowledge of FCA Compliance related to insurance requirements for commercial and retail business.
* Strong organisational skills to manage workload effectively.
* Ability to escalate issues appropriately and provide practical, commercial advice.
* Familiarity with IDD and SMCR regulations, processes, and procedures.

Desired Knowledge and Experience:

* Background in insurance broking, preferably with London Market experience.
* Proficiency in MS Word, Outlook, Excel, and database management.
* Experience with FCA systems and portals (My FCA, RegData, Connect), REG UK, and Broker Assess.