Compliance Oversight & Assurance Manager

In this role, you will enable provision of assurance over compliance, to boards, external stakeholders and others.

On a day-to-day basis, you will:

Deliver Compliance Oversight and Assurance activity
Develop the annual Compliance Oversight & Assurance Monitoring Plan covering key compliance risks
Deliver the annual Compliance Oversight and Assurance Monitoring Plan and managing resources to deliver as part of the annual and longer term Compliance Plan
Report key findings from business transaction data on compliance controls and breaches to the Head of Compliance
Bring an innovative approach to the collection, design and preparation of reports/MI on the performance and findings of Compliance Oversight & Assurance for committees and boards, external stakeholders and others
Be responsible for monthly reports to the Head of Compliance and quarterly reports to the Executive Committee
Manage special investigations/ad-hoc oversight activity as required by the Head of Compliance
Identify, report, record, analyse and escalate incidents and breaches including commentary on root cause
Track outcomes from thematic and ad-hoc reviews to conclusion
Manage the Compliance O&A Framework and ensuring process documents are reviewed annually
Maintain an awareness of relevant changes to the regulatory environment both UK and abroad, ensuring that the Oversight & Assurance framework reflects best practice
Highlight training needs to the Head of Compliance and ensuring targeted training is put in place where necessary
Act as the primary point of contact for other assurance functions (Risk, Internal Audit and Internal Controls) regarding Compliance risks and controls

It is essential for this role that you have experience working for a London-market insurance business and a background in people management and development.